Christopher Moyen concentrates his practice in securities regulatory and compliance matters for broker-dealers, registered representatives and investment advisers before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange (NYSE), and the securities regulators in all fifty states.

Chris has experience in complex commercial and class action litigation, securities arbitration and litigation, and proceedings before the SEC, FINRA (formerly NASD), NYSE, and other regulatory agencies.  Prior to joining SNSFE, Chris was a lead Enforcement Attorney for the Secretary of State of Georgia in the Securities and Business Regulation Division where he reviewed and evaluated formal investigative cases to identify violations of securities laws in conjunction with the SEC, NASD, NYSE, and other regulatory agencies.  As lead Enforcement Attorney, he investigated the activities of a national broker-dealer that resulted in the largest securities settlement award in Georgia history.

Additionally, Chris has passed the Certified Public Accountant's examination and has considerable experience conducting financial due diligence, performing audit procedures, and preparing statements for portfolio investors.